Which is the Type 6 regulated activity?

Which is the Type 6 regulated activity?

• A. Providing credit rating services
• B. Asset Management
• C. Advising on corporate finance
• D. Securities margin financing

Answer: (C)

Type 6 covers advising on corporate finance. This means giving clients strategic financial advice on corporate actions such as capital raising, takeovers, mergers, restructurings, and other corporate-finance decisions, rather than directly trading securities or managing investments. The description that matches this activity is advising on corporate finance. Other options relate to different regulated activities—asset management is a separate category, securities margin financing another, and providing credit rating services isn’t the Type 6 advisory role.

Type 6 covers advising on corporate finance. This means giving clients strategic financial advice on corporate actions such as capital raising, takeovers, mergers, restructurings, and other corporate-finance decisions, rather than directly trading securities or managing investments. The description that matches this activity is advising on corporate finance. Other options relate to different regulated activities—asset management is a separate category, securities margin financing another, and providing credit rating services isn’t the Type 6 advisory role.